$ErrorActionPreference = 'Stop' . (Join-Path $PSScriptRoot '../scripts/Configuration.ps1') . (Join-Path $PSScriptRoot '../scripts/AppLockerReadiness.ps1') $count=0 function Assert($Condition,$Message) { if (-not $Condition) { throw $Message }; $script:count++ } function Assert-Throws([scriptblock]$Action,$Pattern) { $message=''; try { & $Action | Out-Null } catch { $message=$_.Exception.Message }; Assert ($message -match $Pattern) "Expected '$Pattern', got '$message'." } $xml='' $desired=ConvertFrom-WelaAppLockerXml -Xml $xml -ForImport Assert ($desired.TotalRules -eq 1 -and -not $desired.HasEnforcement) 'Audit-only rule must parse.' Assert ((Get-WelaAppLockerXmlKey $xml) -ceq (Get-WelaAppLockerXmlKey ($xml.Replace('Type="Exe" EnforcementMode="AuditOnly"', 'EnforcementMode="AuditOnly" Type="Exe"')))) 'Attribute ordering cannot change compliance.' Assert-Throws { ConvertFrom-WelaAppLockerXml -Xml ($xml.Replace('AuditOnly','Enabled')) -ForImport } 'AuditOnly' Assert-Throws { ConvertFrom-WelaAppLockerXml -Xml ($xml.Replace('AuditOnly','NotConfigured')) -ForImport } 'AuditOnly' Assert-Throws { ConvertFrom-WelaAppLockerXml -Xml '' -ForImport } 'empty' Assert-Throws { ConvertFrom-WelaAppLockerXml -Xml (']>'+ $xml) -ForImport } 'DTD' Assert-Throws { ConvertFrom-WelaAppLockerXml -Xml ($xml.Replace('', '')) -ForImport } 'extensions' Assert-Throws { ConvertFrom-WelaAppLockerXml -Xml ($xml.Replace('12345678-1234-1234-1234-123456789abc','not-a-guid')) -ForImport } 'IDs' $implicit=ConvertFrom-WelaAppLockerXml -Xml ($xml.Replace('AuditOnly','NotConfigured')) Assert ($implicit.HasEnforcement) 'NotConfigured with rules may enforce; never call it disabled.' function Reset-Fixture { $script:localXml=''; $script:effectiveXml=$script:localXml $script:serviceState='Running'; $script:serviceMode='Auto'; $script:channelEnabled=$true $script:domain=$false; $script:managed=@(); $script:unknownPolicy=$false; $script:writes=0; $script:readCount=0 $script:race=$false; $script:reject=$false; $script:drift=$false } function Get-WelaAppLockerHost { [pscustomobject]@{Status='Candidate'; Is64BitProcess=$true; PartOfDomain=$script:domain} } function Get-WelaAppLockerManagement { [pscustomobject]@{Status='Observed'; ManagementEntries=$script:managed; CspPolicyState='Unknown'} } function Get-WelaAppLockerService { [pscustomobject]@{Status='Observed'; State=$script:serviceState; StartMode=$script:serviceMode} } function Get-WelaAppLockerChannels { foreach ($name in @('EXE and DLL','MSI and Script','Packaged app-Execution','Packaged app-Deployment')) { [pscustomobject]@{Channel="Microsoft-Windows-AppLocker/$name"; Status='Observed'; Enabled=$script:channelEnabled} } } function Get-WelaAppLockerPolicySnapshot { param($Scope) if ($Scope -eq 'Local') { $script:readCount++ if ($script:race -and $script:readCount -eq 2) { $script:localXml=$xml.Replace('AuditOnly','Enabled') } if ($script:drift -and $script:readCount -ge 5) { $script:localXml='' } } if ($script:unknownPolicy) { return [pscustomobject]@{Status='Unknown'; Policy=$null} } $value=if ($Scope -eq 'Local') {$script:localXml} else {$script:effectiveXml} [pscustomobject]@{Status='Observed'; Policy=(ConvertFrom-WelaAppLockerXml -Xml $value)} } function Test-AppLockerPolicy { [CmdletBinding()]param($XmlPolicy,$Path,$User) [pscustomobject]@{PolicyDecision='Allowed'} } function Set-AppLockerPolicy { [CmdletBinding()]param($XmlPolicy,[switch]$Merge) if (-not $Merge) { throw 'Import must never replace a policy.' } $script:writes++ if ($script:reject) { throw 'native rejected policy' } $script:localXml=[IO.File]::ReadAllText($XmlPolicy); $script:effectiveXml=$script:localXml } Reset-Fixture $empty=Get-WelaAppLockerReadiness Assert (@($empty.Collections | Where-Object PrerequisiteState -ne MissingGpPolicy).Count -eq 0) 'Enabled channels without rules must retain a missing GP policy prerequisite.' Assert ($empty.CspPolicyState -eq 'Unknown' -and $empty.UsableRuleCredit -eq 0) 'GP readback never establishes CSP or detection readiness.' $script:localXml=$xml; $script:effectiveXml=$xml $ready=Get-WelaAppLockerReadiness Assert ($ready.Collections[0].PrerequisiteState -eq 'Conditional' -and $ready.Collections[0].GenerationReadiness -eq 'Unverified') 'Audit policy plus service/channel is only conditional.' $script:serviceState='Stopped'; $script:serviceMode='Disabled' Assert ((Get-WelaAppLockerReadiness).Collections[0].PrerequisiteState -eq 'ServiceNotRunning') 'Disabled service must be explicit.' $script:serviceState='Running';$script:serviceMode='Auto';$script:channelEnabled=$false Assert ((Get-WelaAppLockerReadiness).Collections[0].PrerequisiteState -eq 'ChannelDisabled') 'Disabled channel must be explicit.' Reset-Fixture; $script:effectiveXml=$xml.Replace('AuditOnly','Enabled') Assert-Throws { Assert-WelaAppLockerImportSafe (Get-WelaAppLockerReadiness) $desired } 'enforcement' Reset-Fixture; $script:localXml=$xml.Replace('AuditOnly','NotConfigured') Assert-Throws { Assert-WelaAppLockerImportSafe (Get-WelaAppLockerReadiness) $desired } 'enforcement' Reset-Fixture; $script:domain=$true Assert-Throws { Assert-WelaAppLockerImportSafe (Get-WelaAppLockerReadiness) $desired } 'domain-joined' Reset-Fixture; $script:managed=@('MDM provider') Assert-Throws { Assert-WelaAppLockerImportSafe (Get-WelaAppLockerReadiness) $desired } 'managed' Reset-Fixture; $script:unknownPolicy=$true Assert-Throws { Assert-WelaAppLockerImportSafe (Get-WelaAppLockerReadiness) $desired } 'readable' $cleanup=@() try { foreach ($scenario in @('apply','dry','race','failure','drift','existing')) { Reset-Fixture if ($scenario -eq 'race') {$script:race=$true} if ($scenario -eq 'failure') {$script:reject=$true} if ($scenario -eq 'drift') {$script:drift=$true} if ($scenario -eq 'existing') {$script:localXml=$xml;$script:effectiveXml=$xml} $path=Join-Path ([IO.Path]::GetTempPath()) ('wela-applocker-'+[guid]::NewGuid().ToString('N'));$cleanup+=$path $context=New-WelaConfigurationContext -Auto -DryRun:($scenario -eq 'dry') -BackupPath $path Set-WelaAppLockerAuditPolicy -Context $context -Desired $desired $result=Complete-WelaConfiguration -Context $context switch ($scenario) { 'apply' { Assert ($script:writes -eq 1 -and $result.ExitCode -eq 0) 'Verified initial audit-only merge should pass.' Assert (Test-Path (Join-Path $path 'before.jsonl')) 'Recovery journal must precede merge.' Set-WelaAppLockerAuditPolicy -Context $context -Desired $desired Assert ($script:writes -eq 1 -and $context.Results[1].Status -eq 'AlreadyCompliant') 'Reapplying same policy should not write.' } 'dry' { Assert ($script:writes -eq 0 -and -not (Test-Path $path)) 'Dry-run must not write policy or recovery files.' } 'race' { Assert ($script:writes -eq 0 -and $result.ExitCode -eq 1) 'Concurrent enforcement must block merge.' } 'failure' { Assert ($result.ExitCode -eq 1) 'Native write failure must propagate.' } 'drift' { Assert ($result.ExitCode -eq 1) 'Final readback must detect policy drift.' } 'existing' { Assert ($script:writes -eq 0 -and $result.ExitCode -eq 0) 'Identical policy stays unchanged.' } } } } finally { foreach ($path in $cleanup) { Remove-Item -LiteralPath $path -Recurse -Force -ErrorAction SilentlyContinue } } Write-Host "PASS: $count AppLocker readiness/import assertions; no Windows policies changed."